Discussion
In this large multicohort study (N=69 789), we have determined the prevalence of asthma with AO in the general population of adults ≥50 years and in a more symptomatic clinic-based setting. AO affects up to 2% of middle-aged and older adults from the general population, about one in five older patients in asthma cohorts and 4% to 22% of patients in COPD-based cohorts. Our study showed that, irrespective of cohort type, AO patients suffered more often from dyspnoea compared with both asthma subjects without airflow obstruction (asthma-only) and COPD subjects without a history of asthma (COPD-only). Second, AO patients from the general population had higher blood eosinophil levels, a higher risk of CAD compared with asthma-only and COPD-only, and of osteoporosis, depression and GERD compared with COPD-only.
First, our estimated prevalence of AO in the general population and in asthma-based cohorts is in line with previous systematic and narrative reviews on so-called asthma-COPD overlap.2 31 Our findings also confirm that a considerable, but variable, percentage of patients with COPD (~17%, ranging from 4% to 22%) in clinic-based studies had a physician diagnosis of asthma. This high variability may be driven by differences in AO and the fact that asthma is an independent risk factor for COPD over time.32 The highest prevalence of AO was found in ECLIPSE, which also showed the highest severity of AO, while the two smallest studies (PAC-COPD and Urban Training) with the lowest AO prevalence comprised of fewer patients with severe AO. Our estimated prevalence is, however, lower than a previous review (~25%)31 and estimates of asthma features in patients with COPD (eg, atopy) ranging up to 50%.33 This may be attributed to the relatively older age of this study population and the potential of underdiagnosis of asthma in the elderly.34 35
Second, defining AO based on the LLN resulted in a lower prevalence of AO in the general population, in line with previous literature.36 Hence, older adults with mild airflow limitation were likely included in the AO and COPD-only groups of the general population. In contrast, both definitions led to a similar prevalence in ECLIPSE, a COPD-cohort, which includes patients with more severe AO. Further studies are needed to identify which patients with mild or borderline AO deteriorate to LLN-defined AO, as they may require additional treatment approaches.
Third, clinically relevant dyspnoea was more common in AO patients than in either asthma-only or COPD-only. This despite AO patients having similar spirometric values than COPD-only in clinic-based cohorts. This suggests that AO patients may have a higher symptomatologic burden for the same spirometric values compared with COPD in a clinic-based setting. Hence, the development of dyspnoea in patients with AO may not be solely explained by AO only and should also be evaluated with other lung function tests (eg, residual lung volume).37 AO patients also showed lower FVC% values compared with COPD-only in the general population and compared with asthma-only in a clinic-based setting. Future studies should investigate whether dyspnoea and low FVC in AO are determined by a concurrent increase in residual volume (eg, due to air trapping as a result of mucus plugging38 and/or small airway collapse39) and investigate its relationship with lung function trajectories (eg, a lower maximally attained vital capacity at young adulthood and accelerated FEV1 and/or FVC decline).40
In addition to the differences in dyspnoea and FVC, AO patients from the general population had more frequently chronic bronchitis and showed more often elevated blood eosinophil levels, in line with a previous study on AO in a population of mild asthmatics.41 It cannot be ruled out, however, that AO patients may predominantly show mixed inflammation, as markers of neutrophilic inflammation were not collected in our study. Furthermore, AO patients showed to be more often current smokers than asthma-only patients, emphasising that smoking is a risk factor for AO in asthmatics.42 Yet still, a third of AO patients were never smokers among the general population as well as in asthma cohorts. The percentage of never smokers among AO patients in clinical COPD cohorts was smaller due to the enrichment of patients with smoking history among these cohorts. Although the causes of obstructive airway disease in never smokers remain unclear, previous studies suggest that other environmental exposures (eg, biomass combustion) are important risk factors, especially in obese women.43 Strikingly, AO patients had a similar prevalence of emphysema compared with clinic-based COPD, despite AO patients having a lower cumulative exposure to smoking. This indicates that emphysema is another potential pathogenic determinant of (fixed) AO in asthma patients next to airway remodelling.44 Our study also contributes further evidence that AO patients in clinic-based studies are more likely to be exacerbators. AO patients had a higher risk for having at least two exacerbations and more severe exacerbations in last year compared with COPD-only, and a borderline higher risk for having at least one exacerbation in last year compared with asthma-only. This is in line with a previous post hoc analysis of the ATLANTIS study, showing that AO patients had more exacerbations during 1 year of follow-up.41 Given the potential of unadjusted confounders such as medication use, this association should, however, be interpreted cautiously. Further longitudinal cohort studies with deep phenotyping and strict definitions of environmental exposure may help disentangle the complex time-dependent interactions leading to (fixed) AO.
Fourth, our data demonstrate that the comorbidity burden in AO from the general population is considerably higher than in asthma-only or COPD-only. AO patients in population-based studies were at a higher risk for coronary artery disease (CAD) compared with asthma- and COPD-only, independent of age, sex, smoking status, and BMI. The pathophysiological link between obstructive lung function and CAD has been previously described and likely relates to systemic (eosinophilic) inflammation.45 46 Furthermore, the higher prevalence of dyspnoea in AO patients may have led to physical inactivity and deconditioning,47 which is an independent risk factor for CAD.48 These results are in line with a previous study showing that patients with late-onset asthma and prebronchodilator FEV1<50% are at the highest risk for CAD among patients with obstructive airway diseases from the general population.49 In clinic-based cohorts, AO patients showed a trend for increased CAD compared with asthma-only but not compared with COPD-only. This may be partly attributed to selection bias, where those with milder AO in the general population may show increased cardiovascular mortality making them less likely to be included in clinic-based cohorts, which primarily consisted of patients with more severe respiratory disease. In addition, the relative difference in FEV1 may partly explain these findings. A previous mendelian randomisation study provided evidence for an inverse relationship between FEV1 and CAD.50 FEV1% was markedly lower in AO compared with COPD-only in population-based studies, but not significantly different compared with COPD-only in a clinical setting.
Finally, AO patients showed a higher risk for depression, osteoporosis and GERD compared with COPD-only in the general population. The increase in depression may be related to the higher dyspnoea burden in AO. Previous studies showed a cross-sectional link between dyspnoea and depression51, as well as a causal link with the development of symptoms of depression.52 Furthermore, previous evidence revealed overlapping genetics for major depressive disorder and asthma related to immunoglobulin gene hypermutation and DNA damage response.53 In a clinic setting, AO patients showed a higher risk for osteoporosis and depression compared with COPD-only in COSYCONET, but an opposite direction of effect in ECLIPSE. These latter results, thus, require further investigation and replication in other clinic-based AO populations. Altogether, these results show the possible importance of dyspnoea and eosinophilic inflammation as potential contributors to the multimorbidity burden in asthma with AO, which may involve cardiovascular disease (coronary artery disease), metabolic disease (osteoporosis), gastrointestinal disease (GERD) and psychological disorders (depression).
Strengths of our study include that we assessed a wide array of patients in nine population-based and clinic-based cohorts, spanning a multitude of global (mainly European) test sites. We compared clinically relevant characteristics between AO and asthma-only and COPD-only, aiming to single out this important understudied subtype of patients. However, our study also had limitations. We defined AO based on an ever physician-diagnosis of asthma, which could be subjected to recall and misclassification bias. Between-study differences in the diagnosis of asthma may have affected the results. Second, no postbronchodilator spirometry was performed in population-based cohorts, resulting in possible inclusion of asthma patients with reversible airflow obstruction. The use of (long-acting) bronchodilators as part of standard-of-care in general patients with diagnosed asthma may have minimised this; however, it cannot be completely excluded. Given that bronchodilator reversibility in the general population is as least as common in COPD as in asthma, possible inclusion of reversible flow limitation is expected in both groups when comparing AO to COPD-only among the population-based cohorts.54 Third, results from the clinic-based cohorts may not be representative for all clinically diagnosed COPD or patients with asthma as these were mainly recruited from secondary or tertiary care centres. Fourth, each cohort may have had limitations in their data collection methods and some variables were not available in all cohorts. Finally, differences in the cohort populations may have resulted in heterogeneity between patients included in our study. To address this issue, we stratified our analysis on cohort type and used a random effects model. Future longitudinal studies should assess whether the findings presented in this study are more pronounced or limited to AO patients with current asthma and/or chronic persistent AO. Additionally, residual lung volume data may further elucidate the dyspnoea burden and possible FVC reduction in AO patients.